Corporate and Securities Law

The APO and reverse merger process not only requires a thorough understanding of general securities laws, it requires specific knowledge relative to this type of transaction. Halter Financial Group draws upon the expertise of our in-house securities attorney together with the resources provided through an arrangement with several national law firms.

Areas that pertain to the reverse merger transaction include:

Transaction closing and related documents

• Merger or Exchange Agreements
• Directors' Resolutions
• Proxy Material
• Shareholder Meeting Material

SEC Filings

• Form 10
• Forms 10-K, 10-Q, 8-K
• Registration Statements

Listing Activities

• 15c2-11
• NASDAQ and NYSE Euronext

Why Choose HFG?

Strong Track Record

HFG Transactions*

*Note: Representative Transactions (partial list)

Deal Direct
We maintain a large inventory of public shells that we control as principals. As we do not act as intermediaries our transactions are conducted on a principal to principal basis.

Most Knowledgeable
For the past seventeen years, we have conducted and participated in seminars on the reverse merger process. We have instructed hundreds of attorneys, CPAs and professionals about the process.

Capital Raising
We have the ability to invest our own capital in our clients' transactions. We invest side by side with our institutional partners, and have relationships with independent investment banking firms that provide capital for certain APO transactions.

Turnkey Solution
We have the people and experience to handle every aspect of the reverse merger process so you can stay focused on your business.